Intellectual property rights scenarios for data sharing
The UK Data Service rarely encounters copyright problems relating to sharing data beyond the original research project.
However, below we provide illustrative examples of where issues may arise and how to deal with these problems. These issues normally occur due to restrictive conditions of use, such as where data are purchased or are under licence.
Case study 1: Copyright of a media database
Scenario: A researcher has collated articles about the Prime Minister from The Guardian over the past ten years, using the LexisNexis database to source articles. These are then transcribed/copied by the researcher into a database so that content analysis can be applied. The researcher offers a copy of the database with the original transcribed text to the UK Data Service.
Rights issue: Researchers cannot share either of these data sources as they do not have copyright in the original material. The UK Data Service cannot accept these data as to do so would be breach of copyright. The rights holders, in this case The Guardian and LexisNexis, would need to provide consent for archiving.
Case study 2: Copyright of archived data
Scenario: A researcher uses International Social Survey Programme (ISSP) data obtained from ZACAT/GESIS – Leibniz Institute for the Social Sciences in Germany. These data are freely available to registered users. The researcher incorporates some of the ISSP data within a database containing his own research data. Can this database be placed on the researcher’s website?
Rights issue: Although the ISSP data are available for free to all researchers, this does not mean that the data can be published on a website and made available to others. The data can be incorporated into a database and used for personal analysis. Before this dataset is placed on a website, permission must be sought from the data owner.
Case study 3: Data obtained from the UK Data Service
Scenario: A researcher has used data from the National Diet and Nutrition Survey (NDNS), obtained via the UK Data Service. NDNS data are Crown Copyright. The researcher has processed the NDNS data (filtered, integrated and aggregated data across variables, while maintaining individual records) and used the processed data to model food chain risks. The researcher would like to archive the processed data that were used as input data for the modelling, as well as the modelling code, at the UK Data Service.
Rights Issue: There is joint copyright over the processed data, shared between the researcher and the Crown (holding copyright over the NDNS data). The researcher must declare this joint copyright for the modelling data and requires no further permission from the Crown.
The UK Data Service End User Licence, which the researcher signed when obtaining the NDNS data from the UK Data Service, specifically states: “Offer to deposit any new data collections derived from the data supplied or created by the combination of the data supplied with other data.” Thus the UK Data Service can archive the processed data with a joint copyright declaration.
Case study 4: Copyright of data in the public domain
Scenario: A researcher studies how health issues around obesity are reported in the media in the last 10 years. Freely available newspaper websites and library sources are used to obtain articles on this topic. Articles or excerpts are copied into a database and coded according to various criteria for content analysis. Can the researcher use such public data without breaching copyright? Can the database be archived and shared with other researchers?
Rights issue: Even though the articles obtained are in the public domain, they are still under copyright. Whilst such information can be used for personal research purposes (fair dealing), the articles cannot be archived, unless permission is obtained from the newspapers; otherwise this would breach copyright.
Case study 5: Copyright of interviews with company directors
Scenario: A researcher has interviewed company directors about their careers and produced audio recordings and near verbatim transcripts herself. The researcher analyses this material and offers it to a data archive. The researcher did not get signed copyright transfers for the interviewees’ words. What are the rights issues surrounding this offer of data?
Rights issues: In this case the company directors hold the copyright in their own recorded words, whilst the researcher holds copyright over the transcribed interviews. Quoting large extracts of the data, either in publications, or by archiving the transcripts, would breach the copyright of the interviewees in their recorded words.
If the researcher wants to publish large extracts of data, or archive transcripts, they need to request permission to do so from the interviewees or request that the interviewee transfers the copyright of the interview content to the researcher, which could be achieved through the use of a Recording Agreement.
Case study 6: Transcription from a printed work into a spreadsheet
Scenario: A researcher has copied a series of statistical information from a printed work into a spreadsheet. The transcription is a direct copy with minimal alterations. The book is in copyright.
Rights issue: The researcher should technically have cleared copyright before transcription. If the work is for personal use only, this can probably be disregarded, but if the newly constructed dataset is to be archived and disseminated, copyright clearance will need to be gained from the copyright holder.
Case study 7: Copyright of survey questions
Scenario: A researcher wishes to reuse a set of questions from an existing survey questionnaire, to compare results between the newly proposed survey and the original.
Rights issue: It should be assumed that all survey questions and instruments are copyright protected, with copyright residing with the organisation who commissioned, designed or conducted the survey. Our advice, therefore, is to contact the copyright holder directly for permission to reproduce questionnaire text for any new use.
In our experience, the copyright holder will almost always grant that permission. Some questionnaires contain measurement scales, batteries of questions or classifications. These particular instruments are copyright to the institution or company that produced them and must not be reproduced without permission. In many cases, the copyright for these instruments is printed on the relevant page of the questionnaire.
Regardless of what the blanket terms and conditions of data use are, we would always advise researchers to try to negotiate the sharing of derived data with the data suppliers at the time of acquisition or purchase. There are cases where the agreement has been successful and has actually set a precedent for opening up the sharing of such data under a broader licence. We can advise on such negotiations.